Abstract 1 Introduction 2 Eigen-decomposition via Spherical Harmonics 3 Reverse Hypercontractivity of 𝑨𝒕 4 Density Sphere Avoidance 5 Open Problems References

Density Frankl–Rödl on the Sphere

Venkatesan Guruswami ORCID Department of EECS, University of California, Berkeley, CA, USA Shilun Li ORCID Department of Mathematics, University of California, Berkeley, CA, USA
Abstract

We establish a density variant of the Frankl–Rödl theorem on the sphere 𝕊n1, which concerns avoiding pairs of vectors with a specific distance, or equivalently, a prescribed inner product. In particular, we establish lower bounds on the probability that a randomly chosen pair of such vectors lies entirely within a measurable subset A𝕊n1 of sufficiently large measure. Additionally, we prove a density version of spherical avoidance problems, which generalize from pairwise avoidance to broader configurations with prescribed pairwise inner products. Our framework encompasses a class of configurations we call inductive configurations, which include simplices with any prescribed inner product 1<r<1. As a consequence of our density statement, we show that all inductive configurations are sphere Ramsey.

Keywords and phrases:
Frankl–Rödl, Sphere Ramsey, Sphere Avoidance, Reverse Hypercontractivity, Forbidden Angles
Category:
RANDOM
Funding:
Venkatesan Guruswami: Research supported by a Simons Investigator Award and NSF grants CCF-2210823 and CCF-2228287.
Shilun Li: Research supported by University of California, Berkeley under McBeth Family Fellowship and Berkeley Fellowship.
Copyright and License:
[Uncaptioned image] © Venkatesan Guruswami and Shilun Li; licensed under Creative Commons License CC-BY 4.0
2012 ACM Subject Classification:
Mathematics of computing Probability and statistics
; Mathematics of computing Functional analysis ; Theory of computation Randomness, geometry and discrete structures ; Theory of computation Computational complexity and cryptography
Related Version:
Full Version: https://arxiv.org/abs/2505.09839
Editors:
Alina Ene and Eshan Chattopadhyay

1 Introduction

The Frankl–Rödl theorem [14] is a foundational result in extremal combinatorics and theoretical computer science. It states that for any fixed 0<γ<1, assuming (1γ)n is even, if a set A{1,1}n contains no pair of distinct points at Hamming distance exactly (1γ)n, then the fractional size of A must be exponentially small. That is, there exists a constant ϵ=ϵ(γ)<1 such that

|A|/2nϵn.

The corresponding Frankl–Rödl graph FRγn is defined on vertex set {1,1}n with edges between points at Hamming distance (1γ)n, with the Frankl-Rödl theorem bounding the independence number of this graph. This theorem has found broad applications in theoretical computer science, particularly in the analysis of hardness of approximation. The graph FRγn has been used to construct integrality gap instances for problems such as 3-Coloring [25, 22, 12, 3, 23] and Vertex-Cover [25, 12, 2, 18, 17, 23].

The Frankl–Rödl theorem extends naturally from pairs of points to general forbidden configurations. A configuration of k vertices is specified by a set of pairwise distances (or equivalently, inner products). Frankl and Rödl [14] showed that for any fixed k, any subset A{1,1}4n that avoids r pairwise orthogonal vectors must also have exponentially small fractional size. This result has been applied to show an Ω(logn) integrality gap for the SDP relaxation of Min-Multicut [1].

While the original theorem asserts that for any A{1,1}n of size |A|/2nϵ(γ)n,

𝐏𝐫x,y{1,1}nxy=(2γ1)n(xA,yA)>0,

it is natural to ask whether one can give a quantitative lower bound on this probability in terms of the density |A|/2n. Benabbas, Hatami, and Magen [7] answered this by proving a density version of the Frankl–Rödl theorem: for any 0<α<1, if |A|/2nα, then

𝐏𝐫x,y{1,1}nxy=(2γ1)n(xA,yA)2(α/2)21|2γ1|o(1).

This result is based on the reverse hypercontractivity of the Bonami–Beckner semigroup [30], and was used to prove integrality gaps for Vertex-Cover. Later Kauers et. al [23] showed that the proof can be conducted in the sum-of-squares (SOS) proof system. In particular, they showed that for any 0<γ1/4, the SOS/Lasserre SDP hierarchy at degree 414γ certifies that the maximum independent set in FRγn has fractional size o(1). This implies that a degree-4 algorithm from the SOS hierarchy can certify that the FRγn SDP integrality gap instances for 3-Coloring have chromatic number ω(1), and that a degree-1/γ SOS algorithm can certify the FRγn SDP integrality gap instances for Min-Vertex-Cover has minimum vertex cover >1o(1).

In the continuous setting, the sphere 𝕊n1 provides a natural high-dimensional geometric analogue. This motivates the study of spherical avoidance problems: how dense can a subset A𝕊n1 be while avoiding a fixed configuration of pairwise inner products? Let Δk(n,r) denote the k-simplex in 𝕊n1 with pairwise inner product r. Witsenhausen’s problem [39] asks for the maximum density of a measurable set A𝕊n1 avoiding orthogonal pairs, i.e., Δ2(n,0). Frankl and Wilson [15] gave the first exponentially decreasing upper bound σ(A)(1+o(1))(1.13)n, where σ denotes the uniform surface measure on 𝕊n1. Kalai [21] conjectured that the extremal set consists of two opposite caps of geodesic radius π/4; this Double Cap Conjecture implies new lower bounds for the measurable chromatic number of n [13].

Regev and Klartag [36] established a density version of the Frankl–Rödl theorem on the sphere for pairs of orthogonal vectors:

𝐏𝐫x,y𝕊n1xy=0(xA,yA)0.9σ(A)2,

valid for any measurable set A𝕊n1 with σ(A)Cexp(cn1/3), where C and c are universal constants. This result was a key component in their proof of an Ω(n1/3) lower bound on the classical communication complexity of the Vector in Subspace Problem (VSP). As a major consequence, they resolved a long-standing open question posed by Raz [35], demonstrating that quantum one-way communication is indeed exponentially stronger than classical two-way communication.

For configurations Δk(n,r) with r>0, Castro-Silva et al. [11] proved that for any k2, there exists c=c(k,r)<1 such that any A𝕊n1 avoiding Δk(n,r) satisfies σ(A)(c+o(1))n. A configuration is sphere Ramsey if any c-coloring of of the sphere, there exists a monochromatic congruent copy of the configuration. Castro-Silva et al.’s result implied that all simplectic configurations Δk(n,r) with r>0,k2 are sphere Ramsey. On the other hand, Matoušek and Rödl [26] showed that any configuration P with circumradius less than 1 is sphere Ramsey.

This sphere Ramsey theorem was recently used by Brakensiek, Guruswami, and Sandeep [10] to demonstrate integrality gaps for the basic SDP relaxation of certain promise CSPs: namely Boolean symmetric promise CSPs defined by a single predicate pair that lack Majority or Alternate-Threshold (AT) polymorphisms of all odd arities. Via Raghavendra’s general connection tightly linking SDP integrality gaps to Unique-Games hardness [34], this enabled BGS to conclude that such promise CSPs do not admit a robust satisfiability algorithm (in the sense of Zwick [40]) under the Unique Games conjecture. Complemeting this hardness result, BGS gave a robust satisfiability algorithm for Boolean promise CSPs that admit Majority polymorphisms of all odd arities or AT polymorphisms of all odd arities – the algorithm applied in the general promise CSP setting that could have multiple predicate pairs. Together these results led to a dichotomy theorem with respect to robust satisfiability for Boolean symmetric promise CSPs defined by a single predicate. Towards extending their hardness result to Boolean symmetric PCSPs that could include multiple predicate pairs, BGS posed the following problem: can one show a density version of spherical avoidance problems for the configuration (x1,,xb,xb+1,,xk) where (x1,,xb,xb+1,,xk)Δk(n,r). Namely, obtain a non-trivial lower bound on the quantity

𝐏𝐫(x1,,xb,xb+1,xk)Δk(n,r)(x1A,,xbA,xb+1A,,xkA).

in terms of σ(A). While we do not directly resolve the exact configuration posed by BGS, our result applies to a broad class of configurations that includes closely related structures.

In this paper, we show the following result:

Theorem 1.

Fix k,r such that 1k1<r<1, there exists constant C=C(k,r),ϵ=ϵ(k,r) such that

𝐏𝐫x1,,xkΔk(n,r)(xiAi)Ωk,r(σ(A)C)

for all measurable A𝕊n1 with σ(A)ωk,r(nϵ).

Our result generalizes the work of Castro-Silva et al. to simplices with any 1k1<r<1, and more broadly, to a class of inductive configurations defined in Section 4 (see Theorem 14). In particular, we show that all inductive configurations are sphere Ramsey.

Inspired by the techniques of Benabbas et al. [7], who used reverse hypercontractivity of the Bonami–Beckner semigroup to show the density variant of Frankl–Rödl on {1,1}n, we develop analogous tools on the sphere. Specifically, we prove reverse hypercontractivity of the operator

Atf(x):=𝔼y𝕊n1xy=et[f(y)],

which enables us to derive density versions of spherical avoidance for inductive configurations. In Section 2, we analyze the eigen-decomposition of At; in Section 3, we relate At to the Poisson Markov semigroup Pt and establish reverse hypercontractive inequalities. Finally, in Section 4, we prove our main results on density versions of the Frankl–Rödl theorem on the sphere and density spherical Ramsey statements for inductive configurations.

2 Eigen-decomposition via Spherical Harmonics

In order to analyze the eigen-decomposition of At, we first introduce some fundamental notions from the theory of spherical harmonics. This decomposition of At plays a central role in our analysis of reverse-hypercontractive. For a comprehensive background, we refer to the standard references [32, 38] and notes such as [16].

2.1 Spherical Harmonics

For each integer n2, let 𝕊n1n denote the unit n-sphere, defined by

𝕊n1={xn:xx=1}.

Given p>0 and a measurable function f:𝕊n1, we define its Lp norm by

fLp(𝕊n1):=(𝕊n1|f(x)|p𝑑σ(x))1/p,

where σ denotes the uniform surface measure on 𝕊n1, normalized such that 𝕊n1𝑑σ(x)=1. It follows that for pq>0, we have Lp(𝕊n1)Lq(𝕊n1).

We focus in particular on L2(𝕊n1), the space of square-integrable functions. It admits an orthonormal basis consisting of spherical harmonics {Yk,}, indexed by integers k0 (the degree) and 1ck,n, where

ck,n=(k+n2k)+(k+n3k1).

Each Yk, is the restriction to 𝕊n1 of a harmonic, homogeneous polynomial of degree k on n. We denote by 𝒮kL2(𝕊n1) the finite-dimensional subspace spanned by spherical harmonics of degree k:

𝒮k:=span{Yk,1,,Yk,ck,n}.

Notably, 𝒮0 consists of the constant functions. Rotations USO(n) act on fL2(𝕊n1) via

(Uf)(x):=f(U1x).

Each space 𝒮k is invariant under the action of SO(n), and furnishes an irreducible representation, i.e. any subspace V𝒮k that is invariant under rotations must either be {0} or 𝒮k. Moreover, for n3, the spaces 𝒮k for different k have different dimensions therefore are inequivalent as representations. Throughout the remainder of this paper, we assume n3.

For t0, define an operator At:L2(𝕊n1)L2(𝕊n1) by

(Atf)(x):=𝕊n1f(y)𝑑σx,et(y)=𝔼y𝕊n1xy=et[f(y)],

where σx,r is the uniform probability measure on the (n2)-subsphere Sx,r:={y𝕊n1:xy=r}.

The operator At is easily seen to commute with rotations via

(AtUf)(x)=𝔼y𝕊n1xy=et[f(U1y)]=𝔼z𝕊n1xUz=et[f(z)]=𝔼z𝕊n1U1xz=et[f(z)]=(UAtf)(x)

for any USO(n). It is also self-adjoint by

Atf,g=𝔼x𝕊n1[g(x)Atf(x)] =𝔼x𝕊n1[𝔼y:xy=et[g(x)f(y)]]
=𝔼y𝕊n1[𝔼x:xy=et[g(x)f(y)]]=f,Atg.

for all f,gL2(𝕊n1).

Using standard techniques from representation theory, we establish that the spaces 𝒮k are eigenspaces of At:

Lemma 2.

For any k0 and Yk𝒮k, we have

At(Yk)=μk,tYk,

where μk,t=Gk(et), with Gk:[1,1] denoting the degree-k Gegenbauer polynomial (see,e.g., [32]), given by

Gk(r)=𝔼[(r+iX11r2)k],

where X=(X1,,Xn1) is uniformly distributed on 𝕊n2 and X1 denotes any fixed coordinate.

Proof.

By Schur’s Lemma (see e.g. [37]), any linear operator commuting with the group action must act as a scalar on each irreducible representation. Since At commutes with rotations and 𝒮k are inequivalent irreducible representations for different k, the restriction of At to 𝒮k must be a scalar multiple of the identity.

To identify the eigenvalue, consider the function fk(x):=Gk(xv) for some fixed v𝕊n1. It is known that fk𝒮k [32]. Then

(Atfk)(v)=Gk(et),andfk(v)=Gk(1)=1,

showing that μk,t=Gk(et).

2.2 Eigenvalue Estimates

We now estimate the eigenvalues μk,t.

Lemma 3.

The eigenvalues μk,t satisfy

|μk,tekt|=Ot(1n),

as n, where the implicit constant depends only on t but is independent of k.

Proof.

Let us first analyze the k-th moments of X1. Notice that the density of X1 is supported in [1,1] and proportional to (1x2)(n4)/2. Since the density X1 is an odd function, the odd moments vanishes, 𝔼[X1k]=0 for odd k. For even k, there is an estimate

𝔼[X1k](kn4)k/2

given by [36] Lemma 5.5. We will estimate the eigenvalues μk,t for different regimes of k.

When kn10, a direct computation gives

μk,t =Gk(et)
=𝔼[(et+iX11e2t)k]
=a=0k(i1e2t)aet(ka)E[X1a]
=a=0k/2(1)a(1e2t)aet(k2a)E[X12a]
=ekt+a=1k/2(1)a(1e2t)aet(k2a)E[X12a].

Therefore

|μk,tekt| a=1k/2(1e2t)aet(k2a)(2an4)a
2n4+a=2k/2(1e2t)aet(k2a)(2an4)a
2n4+a=2k/2(2an4)a

Since (2an4)a is decreasing with a when 2ak/2n20, we can bound

|μk,tekt|2n4+(k/22)(4n4)22n4+n20(4n4)2O(1n).

For the case where kn10, by Markov’s inequality

𝐏𝐫(|X1|12)𝔼[|X1|2n/20](1/2)2n/20(4n/20n4)n/20O(1n)

which leads us to

|μk,tekt|
|Gk(et)|+|ekt|
𝔼[|et+iX11e2t|k]+|ekt|
𝔼[(e2t+(1e2t)|X1|)k]+|ekt|
𝐏𝐫(|X1|<12)(e2t+12(1e2t))k+𝐏𝐫(|X1|12)+|en10t|
O((1+e2t2)n/10)+O(1n)+Ot(1n)
Ot(1n)

as n.

3 Reverse Hypercontractivity of 𝑨𝒕

Hypercontractive inequalities play a central role in modern analysis, probability, and theoretical computer science, quantifying how semigroups “smooth out” irregularities over time by contracting Lq norms to Lp norms. A semigroup (Tt)t0 is hypercontractive if for all real-valued functions f,

Ttfpfq,

for 1<q<p<, whenever tτ(p,q). These inequalities are deeply connected to logarithmic Sobolev inequalities [19] and underlie results on quantum information theory [27], diffusion processes [4], and mixing times [8].

On the Boolean hypercube {0,1}n, a canonical example is the Bonami–Beckner semigroup Tρ, where 0ρ1, defined as

Tρf(x)=𝔼[f(y)],where yρx,

and y is obtained by flipping each bit of x independently with probability 1ρ2. The operator satisfies the sharp hypercontractive inequality [9, 33, 5, 19]:

Tρfpfqif ρq1p1

for 1<q<p<. This inequality underpins many foundational results in the analysis of Boolean functions, such as the KKL theorem [31], the invariance principle [31].

In contrast, reverse hypercontractivity, introduced by Mossel, Oleszkiewicz, and Sen [31], captures a complementary “anti-smoothing” phenomenon. A semigroup (Tt)t0 is reverse hypercontractive if for all non-negative functions f,

Ttfqfp,

for 0<q<p<1, whenever tτ(p,q). This inequality lower-bounds the dispersion of mass under the semigroup and connects to reverse log-Sobolev inequalities [31], Gaussian isoperimetry [28], and tail bounds in correlated settings.

On the Boolean hypercube, the Bonami–Beckner semigroup Tρ also satisfies reverse hypercontractive inequalities [31]: for all non-negative f:{0,1}n0,

Tρfqfpif ρ<1p1q

for all 0<q<p<1.

Reverse hypercontractivity has enabled several significant applications on the hypercube. It was used to prove the “It Ain’t Over Till It’s Over” conjecture [24] from social choice theory [29], and dimension-free Gaussian isoperimetric inequalities [28].

The operator At serves as the analogue of the Bonami–Beckner operator on the sphere. In this section, we demonstrate that At is close to the Poisson Markov semigroup Pt in the L2 norm. Using the logarithmic Sobolev inequality for Pt, we then establish that Pt satisfies reverse hypercontractivity inequalities, which in turn imply reverse hypercontractivity inequalities for At.

3.1 Poisson Markov Semigroup

Definition 4.

A family (Pt)t0 of operators on real-valued measurable functions on 𝕊n1 is called a Markov semigroup if it satisfies the following properties:

  1. (i)

    For each t0, Pt is a linear operator mapping bounded measurable functions to bounded measurable functions.

  2. (ii)

    Pt(1)=1, where 1 denotes the constant function on 𝕊n1 (mass conservation).

  3. (iii)

    If f0, then Ptf0 (positivity preservation).

  4. (iv)

    P0=Id, the identity operator.

  5. (v)

    For any s,t0, Ps+t=PsPt (semigroup property).

  6. (vi)

    For each f, the map tPtf is continuous.

Operators satisfying properties (i)–(iii) are called Markov operators. For any function fL2(𝕊n1), we can express it in terms of the spherical harmonic basis as

f(x)=k,lfk,l^Yk,l(x),

where fk,l^=f,Yk,l. Define the Poisson semigroup111In the literature, e.g., [6], the Poisson semigroup is typically defined by Prf(x)=k,lrkfk,l^Yk,l(x) with multiplicative semigroup property Prs=PrPs. We adopt a slightly modified definition here to match the additive semigroup convention of Markov semigroups. (Pt)t0:L2(𝕊n1)L2(𝕊n1) by

Ptf(x)=k,lektfk,l^Yk,l(x).

As shown in [6], this can equivalently be written in terms of the Poisson kernel

Kr(x,y)=1r2|xry|n,(1r1),

so that

Ptf(x)=𝕊n1Ket(x,y)f(y)𝑑σ(y).

It is straightforward to verify that Pt satisfies the Markov semigroup properties.

We now show that At is close to Pt in the L2-norm.

Lemma 5.

For any fL2(𝕊n1),

AtfPtf2=Ot(n2)f2

as n.

Proof.

Expressing f in the spherical harmonic basis as f(x)=k,lfk,l^Yk,l(x), we have

AtfPtf2=k,l(μk,tekt)fk,l^Yk,l2=k,l(μk,tekt)2(fk,l^)2.

By Lemma 3,

(μk,tekt)2Ot(n2)

where we can conclude

AtfPtf22Ot(n2)k,l(fk,l^)2=Ot(n2)f22.

3.2 Reverse Hypercontractivity

Mossel, Oleszkiewicz, and Sen [31] showed that for Markov semigroups, reverse hypercontractivity inequalities follow from log-Sobolev inequalities. We will use this fact to establish reverse hypercontractivity for the Poisson semigroup Pt. For any positive function f>0, define its entropy by

𝐄𝐧𝐭(f)=𝔼[flogf]𝔼[f]log𝔼[f].

For a Markov semigroup (Pt)t0 with generator L, the Dirichlet form is defined as

(f,g)=𝔼[fLg]=𝔼[gLf]=(g,f)=ddt𝔼[fPtg]|t=0.
Lemma 6 ([6], Theorem 1).

The Poisson semigroup (Pt)t0 satisfies the log-Sobolev inequality:

𝐄𝐧𝐭(f2)C(f,f),

for some constant C12.

Lemma 7 ([31], Theorem 1.10).

If a Markov semigroup (Pt)t0 satisfies the log-Sobolev inequality with constant C, then for all q<p<1 and every positive function f:𝕊n1, the following inequality holds for all tC4log1q1p:

Ptfqfp.

We now deduce a reverse hypercontractivity inequality for the operator At, leveraging its proximity to Pt in the L2 norm.

Theorem 8.

For any positive functions f,gL2(𝕊n1), the following reverse hypercontractivity inequality holds:

𝔼xy=et[f(x)g(y)]=f,AtgfpgpOt(n2)f2g2,

as n, for all 0<p1e4t.

Proof.

By Lemma 5, we have

𝔼xy=et[f(x)g(x)]=f,Atgf,PtgOt(n2)f2g2.

Let p=pp1 be the Hölder conjugate of p, so that 1/p+1/p=1. Applying the reverse Hölder inequality (see [20], Theorem 13), we obtain

f,Ptg=fPtg1fpPtgp.

From Lemma 6, the semigroup (Pt)t0 satisfies a log-Sobolev inequality with constant C12. Thus, by Lemma 7,

Ptgpgp

provided that t18log1p1p=14log(1p). Therefore, the inequality holds for all p1e4t, completing the proof.

4 Density Sphere Avoidance

In this section, we present our main results: the density version of the Frankl–Rödl theorem on the sphere (Theorem 11) and the density sphere avoidance result for inductive configurations (Theorem 14).

4.1 Inductive Configurations

Let (v1,,vk) be a configuration on 𝕊n1, where vi𝕊n1 are distinct vectors satisfying vi,vj=ri for i<j. Specifically, writing vi as column vectors, we consider configurations whose covariance matrix has the form

R(r1,,rk1):=(v1,,vk)T(v1,,vk)=(1r1r1r1r1r11r2r2r2r1r21r3r3r1r2r31rk1r1r2r3rk11).

Let Δ(n,R)={(x1,,xk):(x1,,xk)T(x1,,xk)=R}(𝕊n1)k denote the set of tuples that are congruent to the configuration (v1,,vk) defined by R. We refer to such configurations as inductive configurations, as they can be constructed recursively as follows:

Start with any vector v1 and a choice of 1<r1<1. Choose v2 on the (n2)-dimensional subsphere Sv1,r1={x𝕊n1:x,v1=r1}. Next, select r2 such that the intersection Sv1,r1Sv2,r2 is nonempty, and choose v3 on this (n3)-dimensional subsphere. Proceed inductively: for each vi, choose it on the (ni)-dimensional subsphere j<iSvj,rj.

Throughout the paper, we exclude a special case of inductive configuration–configurations where the length of vkvk1 is the diameter of j<k1Svj,rj – for reasons that will become clear in the later proof. Notably, both the length of vkvk1 and the diameter of j<k1Svj,rj are independent of the ambient dimension n, so this is a constraint on the configuration R itself.

We will show that, fixing any inductive configuration R (excluding the special case), any set A𝕊n1 of constant spherical measure will, as n, contain many congruent copies of R. Moreover, we provide an explicit lower bound on the probability that a randomly chosen congruent copy of R lies entirely within A.

4.2 Configuration with Pairwise Orthogonal Vectors

Let Δk(n,0):=Δ(n,Ik)={(x1,,xk)(𝕊n1)k:xi,xj=0,ij} denote the set of all k-tuples of pairwise orthogonal vectors in 𝕊n1. Recall that Sx,r denotes the (n2)-subsphere {y𝕊n1:xy=r} and σx,r is the uniform probability measure on Sx,r.

Lemma 9 ([36], Theorem 2.2).

For any measurable set A𝕊n1, the condition

|σx,0(ASx,0)σ(A)|0.1

holds for all x𝕊n1, except on a subset of measure at most Cexp(cn1/3), where C,c>0 are universal constants.

Theorem 10.

Fix an integer k2. For any measurable set A𝕊n1, the probability that a tuple (v1,,vk) drawn uniformly at random from Δk(n,0) lies entirely in A is at least

𝐏𝐫(x1,,xk)Δk(n,0)(x1A,,xkA)Ωk(σ(A)kCkexp(cn1/3)σ(A)k1),

where c>0 is a universal constant and Ck is a constant depending only on k.

Proof.

We proceed by induction on k. Let B𝕊n1 denote the set of all x1 for which

|σx1,0(ASx1,0)σ(A)|0.1.

By Lemma 9, we have σ(B)1Cexp(cn1/3), where C,c>0 are universal constants.

When k=2,

𝐏𝐫(x1,x2)Δ2(n,0)(x1A,x2A)
𝐏𝐫(x1,x2)Δ2(n,0)(x1AB,x2A)
= 𝐏𝐫(x1AB)𝐏𝐫(x2Ax1AB)
= 𝐏𝐫(x1AB)𝔼[σx1,0(ASx1,0)x1AB]
(σ(A)Cexp(cn1/3))0.9σ(A)
Ω(σ(A)2Cexp(cn1/3)σ(A))

When k>2, assume the claim holds for k1. Then:

𝐏𝐫(x1,,xk)Δk(n,0)(x1A,,xkA)
𝐏𝐫(x1AB)𝐏𝐫(x2,,xkAx1AB)
= 𝐏𝐫(x1AB)𝐏𝐫(x2,,xkASx1,0x1AB).

By the inductive hypothesis applied within the subsphere Sx1,0, we have:

𝐏𝐫(x2,,xkASx1,0x1AB)
Ωk((0.9σ(A))k1Ckexp(cn1/3)(0.9σ(A))k2)
Ωk(σ(A)k1Ckexp(cn1/3)σ(A)k2).

Multiplying with 𝐏𝐫(x1AB)σ(A)Cexp(cn1/3), we obtain:

𝐏𝐫(x1,,xkA)
Ωk(σ(A)k1Ckexp(cn1/3)σ(A)k2)(σ(A)Cexp(cn1/3))
Ωk(σ(A)kCkexp(cn1/3)σ(A)k1),

completing the induction.

4.3 Main Results

We first prove a two-set version of the density sphere Frankl-Rödl theorem which will be later used for induction on inductive configurations.

Theorem 11 (Density Sphere Frankl-Rödl).

For any measurable sets A,B𝕊n1 and any r(1,1), we have

𝐏𝐫xy=r(xA,yB)(σ(A)σ(B))1/(1r4)Or(n2)σ(A)σ(B).

Proof.

The case r=0 follows from a stronger version of Lemma 9, given by [36, Theorem 5.1]. Now consider r0. Let

f=𝟏A,andg(x)={𝟏B(x)if r>0,𝟏B(x)if r<0.

Applying Theorem 8 with p=1r4, we obtain

𝐏𝐫xy=r(xA,yB) =𝔼xy=|r|[f(x)g(y)]
fpgpOr(n2)f2g2
=(σ(A)σ(B))1/(1r4)Or(n2)σ(A)σ(B).

Fix an inductive configuration R and let A𝕊n1 be measurable. For any x𝕊n1, recall that σx,r denotes the uniform measure on Sx,r. We say that a vector xA is good if

σx,r(ASx,r)12σ(A)(1+r4)/(1r4).

Define the set of good vectors:

Agood={x𝕊n1:σx,r(ASx,r)12σ(A)(1+r4)/(1r4)}.

Using Theorem 11, we can show that many such good vectors must exist.

Proposition 12.

The set of good vectors satisfies

σ(Agood)12σ(A)2/(1r4)Or(n2)σ(A).

Proof.

By Theorem 11, we have

𝔼x[σx,r(ASx,r)xA]=𝐏𝐫xy=r(yAxA)σ(A)(1+r4)/(1r4)Or(n2).

Split the expectation by conditioning on Agood and its complement:

𝔼x[σx,r(ASx,r)xA] =𝔼[σx,r(ASx,r)xAgood]𝐏𝐫(xAgoodxA)
+𝔼[σx,r(ASx,r)xAgood]𝐏𝐫(xAgoodxA)
1𝐏𝐫(xAgoodxA)+12σ(A)(1+r4)/(1r4).

Rearranging yields

𝐏𝐫(xAgoodxA)𝔼x[σx,r(ASx,r)xA]12σ(A)(1+r4)/(1r4),

and thus

σ(Agood)=𝐏𝐫(xAgoodxA)σ(A)12σ(A)2/(1r4)Or(n2)σ(A).

The following proposition shows the relation between inner product on 𝕊n1 and the normalized inner product on Sx,c:

Proposition 13.

Let x1,x2,x3𝕊n1 be such that x1,x2=x1,x3=c and x2,x3=r. For i=2,3, we can write

xi=cx1+1c2yi,

where yi=xicx1xicx12 satisfies yi,x1=0 and

y2,y3=fc(r),

with fc(r)=rc21c2.

Proof.

A direct computation shows that yi is orthogonal to x1 and that xicx12=1c2. Thus,

y2,y3 =x2cx1,x3cx11c2
=x2,x3cx1,x3cx1,x2+c2x1221c2
=rc21c2.

We now apply the above propositions to prove our main result using induction.

Theorem 14.

Let (v1,,vk) be an inductive configuration with covariance matrix R, and assume that

vkvk12diam(j<k1Svj,rj).

Then for any measurable set A𝕊n1 with σ(A)ωR(nϵR), the probability that a uniformly random tuple (x1,,xk)Δ(n,R) lies entirely in A satisfies

𝐏𝐫(x1,,xk)Δ(n,R)(x1A,,xkA)ΩR(σ(A)CR),

as n. The constant CR is given by

CR=i=1k121ci4j=1i11+cj41cj4,

with

c1=r1,ci=(fci1fc1)(ri),i=2,,k1,

and fc(r)=rc21c2. The constant ϵR is given by

ϵR=2i=1k11ci41+ci4.

Proof.

We proceed by induction on k. The base case k=2 follows directly from Theorem 11. The condition v2v1diam(𝕊n1) ensures r=v1,v2>1 and the condition σ(A)ωR(nϵR) ensures that the error term goes to 0.

Assume the result holds for all configurations of size <k, and let c1=r1. Define

Agood={x𝕊n1:σx,c1(ASx,c1)12σ(A)(1+c14)/(1c14)}.

Then,

𝐏𝐫(x1,,xk)Δ(n,R)(x1,,xkA) =𝐏𝐫(x1A)𝐏𝐫(x2,,xkAx1A)
𝐏𝐫(x1Agood)𝐏𝐫(x2,,xkAx1Agood).

Given x1, we write xi=c1x1+1c12yi for i2, where yi=xir1x1xir1x12. Conditioned on x1, according to Proposition 13, the induced configuration (y2,,yk) follows from a uniform distribution over Δ(n1,R), where

R=R(fc1(r2),,fc1(rk)).

Given x1, the event x2A,,xkA is equal to y2ASx1,c1,,ykASx1,c1. Conditioned on x1Agood, we have σx1,c1(ASx1,c1)12σ(A)(1+c14)/(1c14)ωR(nϵR), so by the inductive hypothesis:

𝐏𝐫(y2,,ykASx1,c1)ΩR(σ(A)CR(1+c14)/(1c14)).

with

CR=i=2k121ci4j=2i11+cj41cj4

where c2=fc1(r2) and

ci=(fci1fc2)(fc1(ri))=(fci1fc1)(ri),i=3,,k1

By Proposition 12, we also have

𝐏𝐫(x1Agood)ΩR(σ(A)2/(1c14)).

Multiplying the two bounds give

𝐏𝐫(x1,,xkA)ΩR(σ(A)CR),

where

CR=21c14+1+c141c14CR=i=1k121ci4j=1i11+cj41cj4.

 Remark 15.

The condition

vkvk12diam(j<k1Svj,rj)

is equivalent to ck11, which is necessary for applying Theorem 11. For a given configuration (v1,,vk), the quantity ci corresponds to the inner product between vi and later vectors vj, after projecting to the (ni)-subsphere l<iSvl,rl and normalizing. Since v1,,vk are distinct, we have 1<ci<1 for all ik2 and ck1<1. The only forbidden case is ck1=1, which occurs precisely when vkvk1 equals the diameter of the intersection j<k1Svj,rj.

A configuration is sphere Ramsey if for any c>0, any c-coloring of the sphere contains a monochromatic congruent copy of the configuration,. Since any c-coloring must contain a monochromatic set A with σ(A)1/c, an immediate corollary to Theorem 14 is that all inductive configurations (excluding the special case) are sphere Ramsey.

Corollary 16.

Let (v1,,vk) be an inductive configuration with covariance matrix R, and assume that

vkvk1diam(j<k1Svj,rj).

Then R is sphere Ramsey.

A particularly important class of inductive configurations are k-simplices:

Δk(n,r):=Δ(n,R(r,,r))={(x1,,xk)(𝕊n1)k:xi,xj=r,ij}.

In this case, the coefficients ci admit the closed-form expression ci=r1+(i1)r. The condition ck1>1 is equivalent to r>1k1. We thus obtain the following corollary:

Corollary 17.

Fix any r(1k1,1). For any measurable set A𝕊n1 with σ(A)ωk,r(nϵk,r), the probability that a uniformly random tuple (x1,,xk)Δk(n,r) lies entirely in A satisfies

𝐏𝐫(x1,,xk)Δk(n,r)(x1A,,xkA)Ωk,r(σ(A)Ck,r),

as n. The constants Ck,r,ϵk,r are given by

Ck,r=i=1k121ci4j=1i11+cj41cj4ϵk,r=2i=1k11ci41+ci4,

where

ci=r1+(i1)r,for i=1,,k1.

5 Open Problems

Our density version of the Frankl–Rödl theorem on the sphere (Theorem 11) requires the set A𝕊n1 to have spherical measure σ(A)>ω(n2) in order to guarantee a non-trivial lower bound. In contrast, the classical Frankl–Rödl theorem asserts that for any 1<r<1, there exists a constant ϵ=ϵ(r)>0 such that

𝐏𝐫xy=r(xA,yA)>0

holds for all sets A with σ(A)>Ω(ϵn). Notably, when r=0, our result in Theorem 10 recovers the classical theorem for exponentially small sets. A natural open problem is to extend our techniques and obtain explicit lower bounds on

𝐏𝐫xy=r(xA,yA)

for all 1<r<1, even when σ(A) is exponentially small in n.

Another direction concerns the class of configurations we consider. Our density result applies to inductive configurations, but Matoušek and Rödl [26] showed that fix constant c and for any configuration P with circumradius less than 1, any c coloring of 𝕊n1 contains a monochromatic copy of P. It remains open whether one can establish a density version of this theorem – that is, to show

𝐏𝐫(x1,,xk)P(xiAi)>ϵ(σ(A))

for any set A𝕊n1 with constant density σ(A)>ϵ(P) where ϵ(σ(A)) is a lower bound on the probability in terms of σ(A).

Finally, our current results can be almost extended to 3-point configurations. For example, using Theorem 11, we can obtain bounds on

𝐏𝐫xy=r1xz=r2(xA,yA,zA),

but this does not yet yield control over 3-point configurations, which require bounding

𝐏𝐫xy=r1xz=r2yz=r3(xA,yA,zA).

It is an open question whether a density theorem can be proved for general 3-point configurations on the sphere.

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