Slice Rank and Partition Rank of the Determinant
Abstract
The Laplace expansion expresses the determinant as a sum of products. Do shorter expansions exist? In this paper we:
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Fully determine the slice rank decompositions of (where each product must contain a linear factor): In this case, we show that summands are necessary, and moreover, the only such expansions with summands are equivalent (in a precise sense) to the Laplace expansion.
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Prove a logarithmic lower bound for the partition rank of (where each product is of multilinear forms): In this case, we show that at least summands are needed and we explain why existing techniques fail to yield any nontrivial lower bound.
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Separate partition rank from slice rank for : we find a quadratic expansion for , over any field, with fewer summands than the Laplace expansion. This construction is related to a well-known example of Green-Tao and Lovett-Meshulam-Samorodnitsky disproving the naive version of the Gowers Inverse conjecture over small fields.
An important motivation for these questions comes from the challenge of separating structure and randomness for tensors. On the one hand, we show that the random construction fails to separate: for a random tensor of partition rank , the analytic rank is with high probability. On the other hand, our results imply that the determinant yields the first asymptotic separation between partition rank and analytic rank of -tensors, with their ratio tending to infinity with .
Keywords and phrases:
Slice rank, partition rank, determinantFunding:
Amichai Lampert: NSF Award DMS-2402041.Copyright and License:
2012 ACM Subject Classification:
Theory of computation Algebraic complexity theoryAcknowledgements:
AL is grateful to the City University of New York for its hospitality during the period when this project was initiated.Editor:
Shubhangi SarafSeries and Publisher:
Leibniz International Proceedings in Informatics, Schloss Dagstuhl – Leibniz-Zentrum für Informatik
1 Introduction
The determinant is one of the most well known polynomials in mathematics, and formulas for it are naturally important. The Laplace (row) expansion is the principal such formula, expressing the determinant of matrices as a sum of products: for any , where is obtained from by removing row and column . The number of summands in the Laplace expansion for the determinant is . Are there expansions of the determinant with fewer summands? In this paper we initiate the study of such expansions. This follows in the tradition of [6, 15], where other notions of rank for the determinant were studied.
We denote by the determinant polynomial of matrices. The slice rank [25, 23] of the determinant equals the minimal number of summands when we require each of the products to have a linear factor. Our first result completely characterizes these expansions.
Theorem 1 (see Theorem 9).
for every , and the only minimum slice rank expansions are all “equivalent” to the Laplace expansion.
Since the determinant is a multilinear form – meaning a homogeneous polynomial that is linear in each of its vector variables111In the case of the determinant, the rows of the matrix (or, alternatively, the columns). – it is natural to require that the terms of the expansion are multilinear as well. For a multilinear form , the partition rank [22] is the least number of summands when we require each of the factors to be multilinear. Our results for partition rank of the determinant are as follows:
Theorem 2 (see Theorem 13).
For every , .
Theorem 3 (see Theorem 16).
It is not true that , or that . Namely, over any field.
We mention that the partition rank expansion of in Theorem 3 is genuinely different from the Laplace expansion or the generalized Laplace expansion (see Lemma 18).
Note that we consider expressions of the determinant as, simply, a sum of products, each with at least two factors. For comparison, in (multilinear) arithmetic formulas or circuits, each factor in the expansion is also given an expansion, as well as each factor in those expansions and so on. In this context, what we are interested in is only the top fan-in, which is trivially at most .222An extreme case is where all factors in the expansions are required to be linear (this corresponds to the traditional notion of tensor rank), for which an exponential lower bound of is known for the number of summands [6].
Our proof strategy for Theorem 2 (and similar proof strategies used to bound partition rank in the past) cannot yield a lower bound on better than logarithmic (see Remark 14). It remains open whether a different strategy could do better.
Problem 0.
Determine the asymptotics of .
One can also ask about expansions of the determinant where the factors need not be multilinear. This corresponds to the strength (or rank) of , where for any form , is the least number of reducible forms that sum to . For this notion, even obtaining any nontrivial bound is open.
Conjecture 1.
.
As far as we know, it could be true that for all !
1.1 Structure versus randomness
Proving lower bounds for also has an important application in the study of the structure-versus-randomness phenomenon for (multilinear) polynomials. Structure is usually captured by partition rank, and randomness by analytic rank. For a multilinear form over a finite field , denote for any nonzero .333The definition is independent of the choice of .444Throughout, the probabilities are over a uniformly random choice in the relevant domain. The analytic rank [8] of is .
Sub-additivity [13, 16] implies . A central conjecture in additive combinatorics (see e.g. [16, 1, 10, 19]) – the partition-versus-analytic rank conjecture – posits that the inverse approximately holds: (that is, uniformly in and ). This conjecture is known to hold if the field is large enough [5, 20].555 would do. It is also known to hold up to a logarithmic factor in over any finite field [20]. The extent to which the bound must depend on , however, is unclear, and the best lower bound we are aware of is a factor [4] (see also [14, 3] for the slightly weaker lower bound of witnessed by the matrix multiplication tensor).
Formally, define the extremal ratio , where the maximum is over all -linear forms .666One can define a version of over large enough fields, which is necessarily finite by the aforementioned [5] (even if the partition-versus-analytic rank conjecture turned out to be false). The lower bound on we prove in this paper indeed holds over any finite field.777The ceiling avoids the rather degenerate case where but the denominator , which need not be an integer, is close to (when is a product of many factors). Linear algebra tells us that (that is, for any linear map/bilinear form ), and as mentioned above, it is known that . (Note also that is monotone increasing).
It seems that separating partition rank from analytic rank – that is, proving the existence of a multilinear form that has high partition rank but low analytic rank – is a nontrivial challenge. In particular, for almost all -linear forms , both and are essentially . However, what if we condition to have a given partition rank? We show that one cannot obtain a separation in this way either.
Theorem 4 (see Theorem 23).
A random -linear form of partition rank has, with high probability, analytic rank roughly .
In the context of separating structure from randomness, the importance of obtaining lower bounds for stems from the observation (see Corollary 20 below) that for any . Therefore, any lower bound on would yield a corresponding lower bound on , namely . We therefore obtain from Theorem 2 the following separation.
Corollary 2 (See Corollary 21).
, and in particular, is unbounded.
It follows that a dependence on in the structure-versus-randomness question is inevitable. Tensors whose partition and analytic rank are far apart are provably rare, by Theorem 23. Explicitly, we now know of one such example, the determinant, by Theorem 13. It would be interesting to find additional explicit constructions of such tensors.
Let us remark that randomness can also be defined geometrically, over any field , using geometric rank [14]. For a -linear form , denote the gradient of with respect to the last (say) vector variable. Over finite fields, the gradient is intimately connected to the analytic rank; indeed, a simple Fourier-analytic argument (e.g. [16]) shows that . This motivates the definition of geometric rank, which is the geometric analogue of analytic rank. Formally, , the codimension of the algebraic variety (over the algebraic closure of ) cut out by the gradient. It is known that over any finite field [3, 21], and that over any algebraically closed field [12, 24]. We can now define a geometric analogue to , namely , where the maximum is over all -linear forms. One can verify that all our results about separating structure and randomness translate, with some effort, to the geometric setting, in which analytic rank is replaced by geometric rank. In particular,
It remains open to obtain a super-logarithmic separation between structure and randomness, either using an explicit construction or not, and either in the finite field setting or in the geometric setting.
Problem 2.
Prove or disprove: . Similarly for .
2 Slice rank of the determinant
Henceforth all polynomials are assumed to have coefficients in some field . We begin this section with the definition of slice rank:
Definition 3.
If is a form (i.e. homogeneous polynomial) of degree then its slice rank, written is the minimal such that where are linear forms and are forms of degree 888Slice rank is usually defined for multilinear forms and requires the decomposition to respect the multilinear structure. Our less restrictive definition means that our characterization of slice rank decompositions of the determinant holds in greater generality.
In this section we will characterize the slice rank decompositions of the determinant. We will prove that the slice rank of is , and show that any slice rank decomposition of length is equivalent to the Laplace expansion, in a sense we will soon make precise.
2.1 Equivalence for slice rank decompositions
We now turn to describing some natural reductions for slice rank decompositions. See Karam [11] for a more detailed discussion. Let be a form of degree , and let be some (initial) slice rank decomposition. We will denote this decomposition by
Definition 4.
We define a preorder on the collection of slice rank decompositions of by taking the transitive closure of the following natural relations:
-
1.
Linear reduction: Let be linear forms with Writing we get:
Thus, is another slice rank decomposition, where We declare
-
2.
Syzygy reduction: If for an alternating matrix of forms of degree (i.e. and ), then
Therefore, is another slice rank decomposition of . We declare Note that in this case we also have .
-
3.
Symmetric reduction: If is a linear map (not necessarily invertible) such that ,999For example, if then matrix transposition is one example of such a linear map (that is, is an invariant under matrix transposition). then is also a slice rank decomposition with
Remark 5.
We briefly discuss the motivation for choosing these reduction rules. The bilinear map is symmetric under the action of the orthogonal group, which corresponds to linear reduction. It is also preserved under translation of by an alternating matrix times , which corresponds to syzygy reduction.101010We could also translate but that would increase the degree of its entries. These two symmetries preserve the bilinear form which parametrizes slice rank decompositions, but there may be additional symmetries coming from the form itself – these correspond to symmetric reduction.
Definition 6.
Two slice rank decompositions and are equivalent if both and .
Our goal here is to show that, up to our equivalence defined above, slice rank decompositions are determined by their (linearly independent) linear factors.
Lemma 7.
Suppose that and are two slice rank decompositions of If are linearly independent and their linear span contains then
Proof.
By assumption, Plugging this in yields
The proof is complete once we show that if are forms of degree satisfying then for forms of degree which satisfy . This we prove by induction on following an argument from [26].
In the base case the equality implies as claimed. Suppose the claim holds for and that Restricting to the hyperplane where vanishes, we have The linear forms are linearly independent when restricted to so the inductive hypothesis implies that for we have , where are forms on of degree satisfying for all .
We lift to forms of degree on the whole space while preserving the skew-symmetry for all This gives us for , where are forms of degree Therefore,
Dividing both sides by yields proving the inductive claim with for .
Corollary 8.
If and are two slice rank decompositions of , and and are bases for the same linear space, then the two slice rank decompositions are equivalent.
2.2 Slice rank decompositions of the determinant
Our goal is to prove the following:
Theorem 9.
For every , the slice rank of equals Moreover, any slice rank decomposition is equivalent (in the sense of Definition 6) to the Laplace expansion along the first row.
Towards the proof of Theorem 9, we will prove the following characterization of slice rank decompositions of the determinant. We introduce the notation for the linear space spanned by the coordinates of the first row of a matrix .
Proposition 10.
Suppose is a slice rank decomposition. Then:
-
1.
The inequality holds and
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2.
If there exists such that either or is a basis for
Our main tool is the following result of Meshulam [18] (we are interested specifically in the case ). We denote by space of matrices with coefficients in
Lemma 11 (Meshulam).
Let be a subspace.
-
1.
If then it contains a matrix of rank greater than
-
2.
If and for all then there exists a subspace of dimension such that or where
We are now ready to prove our characterization.
Proof of Proposition 10.
Let
By assumption, vanishes identically on so all the matrices in have rank at most By Lemma 11,
This proves the first assertion. Moreover, if then we are in the second case of Lemma 11 (with ), so or for some -dimensional subspace . (Equivalently, either all matrices in have row space , or they all have column space .) We may then choose such that either or is the space of matrices with zeros in the first row, which means that or is a basis for respectively. Indeed, let map to the subspace spanned by the standard basis vectors , and note that , as desired.
Now we are ready to prove our main result in this section.
Proof of Theorem 9.
We have already proved that the slice rank of equals Let be a slice rank decomposition with summands. By Proposition 10, there exists such that either or is a basis for Note that the determinant is invariant under the invertible linear maps and (for any ), so this constitutes a symmetric reduction. Let , with for every , be the corresponding decomposition of , which is thus equivalent to our initial decomposition. Now, if denotes the Laplace expansion along the first row, then we have that both and are bases for . Applying Corollary 8, we deduce that they are equivalent, which, by transitivity, completes the proof.
3 Partition rank of the determinant
In this section we prove nontrivial lower and upper bounds on , the partition rank of the determinant, when viewed as a multilinear function in the rows of a matrix. We explain why current techniques fail to obtain any nontrivial lower bound and also why our lower bound cannot be improved even with our new argument.
3.1 Partition rank lower bound
Our proof of the lower bound will proceed by repeatedly finding an assignment that zeros out at least one term in the expansion. It crucially uses the highly symmetric nature of the determinant. We will need the following simple lemma.
Lemma 12.
Let be a -linear map with . Then there exist linearly independent such that .
Proof.
Let be any linearly independent vectors. Consider the restriction , which is a linear map . We have , by assumption. Thus, there exists . The vectors are linearly independent and satisfy , as needed.
We introduce one more piece of useful notation. If is a multilinear form, , and are fixed, then is the multilinear form obtained by fixing the first vectors in We can now proceed with our proof of the lower bound. In everything that follows, stands for .
Theorem 13.
.
Proof.
This follows by induction on from the statement that there exists some with Indeed,
To prove this statement, consider a partition rank decomposition of of minimal length where for each , and are multilinear forms in disjoint sets of variable vectors. Let correspond to the subset of vector variables that depends on (so , and depends on ). We choose our notation so that for all , and if (as a tiebreaker).
Let be a minimal set in , and denote Assume without loss of generality that applying a permutation to the rows if necessary. Suppose that and for all We may assume that since otherwise we are done by
Applying lemma 12 to the multilinear map we deduce that there exist linearly independent with for all Let be a matrix with for where are the standard basis vectors. Note that
so that we may assume without loss of generality that for
By the minimality of and our convention for choosing the we get that for any both and also Therefore,
is a partition rank decomposition of length Thus,
This completes the proof of the theorem, recalling that
Remark 14.
Existing techniques for lower-bounding the partition rank or the slice rank of tensors [25, 22] proceed by showing that for a single well-chosen For the determinant this inductively gives the trivial inequality Another known approach is via the inequality [14]. In our case for all , so this again yields the trivial bound
On the other hand, our strategy involves (carefully) fixing many – potentially – of the vector variables at each step. We note that this novel proof strategy can never yield a super-logarithmic lower bound. This is because such an assignment might zero out only a single summand in the expansion, at the the expense of reducing to Thus, repeating such an argument will always result in a partition rank lower bound of roughly .
Remark 15.
For small values of , the bound in Theorem 13 implies , , and .
Next, we show that our lower bound is tight for .
3.2 Partition rank upper bound
Here we demonstrate that, unlike for slice rank, the partition rank of the determinant is not always full. We do so by presenting a (perhaps surprising) “quadratic” expansion of the determinant of matrices, quite unlike the Laplace expansion.
For an matrix and subsets , we denote by the submatrix of on the rows indexed by and the columns indexed by .111111Put differently, removes from all rows in and all columns in .
Theorem 16.
For any matrix over any field,
| (1) | ||||
where all summations are over (all choices of out of the columns).
Corollary 17.
Over any field, .
This result is partially inspired by the results of Green-Tao [9] and Lovett-Meshulam-Samorodnitsky [17], who showed that , the elementary symmetric polynomial of degree , is a counterexample to the naive version of the inverse conjecture for Gowers norms in small characteristic, namely over . The connection to our question comes from the fact that over the multilinear form corresponding to in four variables is precisely the determinant.
As a quick example for computing the determinant using (1), consider the simple case of diagonal matrices:
For the interested reader, we show below in Section 3.2.1 that our expansion (1) is genuinely different from the Laplace expansion and the generalized Laplace expansions.
At the core of our upper bound is an identity relating four-dimensional and two-dimensional Levi-Civita symbols. The -dimensional Levi-Civita symbol, for , is
Here, is the (not necessarily permutation) map . The Levi-Civita symbol naturally generalizes to arbitrary integers , which we will use in the -dimensional case; namely, for any ,
Proof of Theorem 16.
First, we write out each determinant appearing in (1):
where all summations are over (in fact, can assume as ). Comparing the coefficients of in both sides for each , our expansion turns out to be equivalent to the following “-to-” identity of Levi-Civita symbols: for all ,
| (2) |
A direct inspection reveals that if the identity holds for , then it also holds after transposing any two indices. For example,
Since all permutations are obtained by a sequence of transpositions, we may apply any desired permutation to in the course of our proof.
If are not all distinct then by the above property we may assume . Then the left hand side of equation (2) is , since is not a permutation, and the right hand side is also.
If are all distinct, then because transpositions generate the group of permutations, we may assume In this case, the left hand side of equation (2) equals , and the right hand side equals
as well. This completes the proof.
Proof of Corollary 17.
3.2.1 Comparison to other expansions
For a matrix , the -row Laplace expansion, along rows (say), is
| (3) |
where the summation is over all (all choices of out of the columns).121212The coefficients can be written more generality as . To formally separate our expansion (1) from the Laplace expansion or the generalized Laplace expansion (3), we extend both the preorder of Definition 4 and the notion of equivalence in Definition 6 to partition rank in the obvious way. Note that this preorder preserves degrees, and so our quadratic expansion (1) is certainly not equivalent to the slice rank decomposition given by the Laplace expansion along a single row.
Proof.
Let denote Laplace expansion along any two rows , given by an equation of the form (3). This partition rank decomposition of has summands. We claim that the same is true whenever is another partition rank decomposition. Establishing this claim will complete the proof.
First, note that the quadratics in (i.e. the six minors ) are linearly independent. Therefore, the decomposition cannot be shortened by a linear reduction or a syzygy reduction. It thus remains to consider symmetric reductions. We claim that any linear map satisfying must be an isomorphism. This would imply that the entries of remain linearly independent quadratics, as needed. To prove this claim, suppose for contradiction that there exists a matrix satisfying Let be any invertible matrix that shares a row with Then
where the construction of was used in the first inequality and the last equality, and the linearity of was used in the second equality. This completes the proof.
As an aside, our expansion (1) is quite unremarkable as an arithmetic formula, when compared to the Laplace expansion or to the two-row Laplace expansion (3). For example, its (leaf) size is ( variable occurrences in each of the factors), compared to for the Laplace expansion, and for the generalized Laplace expansion. It also does not improve on its competitors in terms of the number of products, for example. Moreover, when applied on random real matrices, it typically produces intermediate reals of much larger magnitude than the original entries (as each of its factors has as many as monomials). Nevertheless, if we measure these expansions by their partition rank, then (1) is strictly better, and indeed best possible.
4 Separating partition and analytic rank
In this section we prove an asymptotic separation between partition rank and analytic rank, using Theorem 2. On the other hand, we show that one cannot obtain a better separation – or really any separation at all – by considering random multilinear forms, even when they are conditioned to have high partition rank.
4.1 Asymptotic separation
We compute a tight estimate for the probability that independent, uniformly random vectors in ( is the finite field of size ) are linearly dependent.
Lemma 19.
For any ,
Proof.
The number of -tuples of linearly independent vectors in is, as is well known, , since each () can be any vector in that lies outside the subspace spanned by . Thus,
To upper bound this probability, we bound for every ; to lower bound it, we use the generalized Bernoulli’s inequality for . We get
Put . For the geometric series on the left hand side, we have
Thus, as desired, .
Corollary 20.
Over any finite field , and for any ,
Proof.
Put . For convenience, write where is a general matrix, whose rows are the variable vectors of . The gradient of with respect to the last row of is, by the Laplace expansion,
where is obtained from by removing row and column . Let denote the matrix obtained from by removing row . Then if and only if every minor of is zero, which is equivalent to . In other words,
Lemma 19, in the special case , says with . Therefore, . Trivially , so , that is, .
Corollary 21.
For any ,
Proof.
4.2 Random multilinear forms
Denote by the set of -linear forms . Let be the distribution obtained by summing reducible forms chosen independently and uniformly at random from . Clearly, this distribution satisfies , and so . We will prove that, over any finite field , the analytic rank of these multilinear forms is roughly with high probability. Intuitively, this means tensors with (say) are rare, in the sense that only a -fraction of them satisfies this inequality, even when the numerator is fixed.
We use the following asymptotic notation in : if131313Not to be confused with the probabilistic notation of “distributed as”. (that is, ), if (that is, ), and analogously.
Theorem 23.
Let be a finite field, , and . If then
Corollary 24.
In the conditions of Theorem 23, for any ,
Proof.
Put . By Markov’s inequality on the random variable ,
Remark 25.
Our proof works for an arbitrary finite field . As for an infinite field , an essentially identical argument shows that a generic has geometric rank
We begin with some auxiliary lemmas. Henceforth, we say that is nontrivial if for every . We will also need the following observation about evaluating a random multilinear form.
Lemma 26.
Let be chosen uniformly at random. For any nontrivial, is distributed uniformly in .
Proof.
We have with chosen uniformly at random. Abbreviate . Since is nontrivial, for every there is such that . Put . We deduce that is distributed uniformly since is: for every , we have if and only if .
We will later use the following elementary observations to bound the effects of low probability (“bad”) events.
Lemma 27.
Let be finite sets. If then .
Proof.
We have by assumption. This implies the bound , and the bound .
Lemma 28.
For events and , .
Proof.
We prove the identity , from which the desired bounds follow since . By the law of total probability, , and , so the desired identity follows.
We are now ready to give the proof.
Proof of Theorem 23.
Put . Henceforth, for with a given partition-rank decomposition , we let , for concreteness, depend on (so does not). For and , we define the events
We claim that . Indeed, observe that . Thus, for fixed, can be written as a linear combination of with respective coefficients . Therefore, if then we have the equivalence if and only if . That is, , as claimed. Therefore, we may apply Lemma 27 to deduce that
| (4) |
Note that . We will prove that
| (5) |
and that
| (6) |
To see why these suffice, observe that (4) implies, assuming (6), that
where the last inequality uses the statement’s assumption . Assuming (5), and taking the limit as , we get , as desired.
It therefore remains to prove (5) and (6). We will use the event . For (5), recall that the coefficients of are chosen independently and uniformly at random. By Lemma 26, for any nontrivial we have that are independent, uniformly random scalars in . Therefore, . By Lemma 28, , which thus proves (5).
For (6), observe that, since the coefficients of are chosen independently and uniformly at random (from ), so are the coefficients of . By Lemma 26, for any nontrivial we have that are independent, uniformly random vectors in . Therefore, by Lemma 19, . By Lemma 28, , which thus proves (6). As explained above, this completes the proof.
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