Local Enumeration and Majority Lower Bounds

Abstract

Depth-3 circuit lower bounds and k-SAT algorithms are intimately related; the state-of-the-art Σ^k_3-circuit lower bound (Or-And-Or circuits with bottom fan-in at most k) and the k-SAT algorithm of Paturi, Pudlák, Saks, and Zane (J. ACM'05) are based on the same combinatorial theorem regarding k-CNFs. In this paper we define a problem which reveals new interactions between the two, and suggests a concrete approach to significantly stronger circuit lower bounds and improved k-SAT algorithms. For a natural number k and a parameter t, we consider the Enum(k, t) problem defined as follows: given an n-variable k-CNF and an initial assignment α, output all satisfying assignments at Hamming distance t(n) of α, assuming that there are no satisfying assignments of Hamming distance less than t(n) of α. We observe that an upper bound b(n, k, t) on the complexity of Enum(k, t) simultaneously implies depth-3 circuit lower bounds and k-SAT algorithms: 
- Depth-3 circuits: Any Σ^k_3 circuit computing the Majority function has size at least binom(n,n/2)/b(n, k, n/2).
- k-SAT: There exists an algorithm solving k-SAT in time O(∑_{t=1}^{n/2}b(n, k, t)). 
A simple construction shows that b(n, k, n/2) ≥ 2^{(1 - O(log(k)/k))n}. Thus, matching upper bounds for b(n, k, n/2) would imply a Σ^k_3-circuit lower bound of 2^Ω(log(k)n/k) and a k-SAT upper bound of 2^{(1 - Ω(log(k)/k))n}. The former yields an unrestricted depth-3 lower bound of 2^ω(√n) solving a long standing open problem, and the latter breaks the Super Strong Exponential Time Hypothesis.
In this paper, we propose a randomized algorithm for Enum(k, t) and introduce new ideas to analyze it. We demonstrate the power of our ideas by considering the first non-trivial instance of the problem, i.e., Enum(3, n/2). We show that the expected running time of our algorithm is 1.598ⁿ, substantially improving on the trivial bound of 3^{n/2} ≃ 1.732ⁿ. This already improves Σ^3_3 lower bounds for Majority function to 1.251ⁿ. The previous bound was 1.154ⁿ which follows from the work of  Håstad, Jukna, and Pudlák (Comput. Complex.'95).
By restricting ourselves to monotone CNFs, Enum(k, t) immediately becomes a hypergraph Turán problem. Therefore our techniques might be of independent interest in extremal combinatorics.